ubs retirement plan manager

In addition, TAG Resources will serve as the plan's 402(a) and 3(16) fiduciary and manage the plan's day-to-day administrative duties, Transamerica said in a press release . Online Services (US Client Account Access), https://www.ubs.com/retirement-plan-disclosures, Statement of Financial Condition- UBS FSI of Puerto Rico (PDF), Futures Commission Merchant (FCM) Information for UBS Financial Services Inc, Our Financial Advisors and investment approach, Understanding the differences between our advisory and brokerage services, How our Financial Advisors are compensated. Statement of Financial Condition. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. ein Mensch und keine Maschine sind. WebOur mission is to provide quality strategies customized to your needs. UBS also provides advisory services to corporate retirement plans through the Retirement Plan Manager, Retirement Plan Adviser, Retirement Plan Consulting Services and Institutional Consulting programs. Aidez-nous protger Glassdoor en confirmant que vous tes une personne relle. Nick Catania has been a South Florida resident for over 40 years and studied economics and finance at Barry University. What will your legacy be?Its never too early to plan ahead. Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer. Best Execution Statement (PDF). A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence. Statement of Financial Condition- UBS FSI of Puerto Rico. Well collaborate closely with your investment committee to help you make the greatest impact. For more information, please visit, Group Supplemental Health + Disability Insurance, Transamerica Structured Index Advantage Annuity, Florida Mental Health Coverage Parity Laws, Massachusetts Mental Health Coverage Grandfathered Major Medical Plans ONLY, Do Not Sell or Share My Personal Information. This assessment helps us make more informed and tailored recommendations about streamlining design, provisions, budgets, regulatory compliance recordkeeping and, most important, retirement planning education for employees. Learn more at ubs.com/wealthway. This document is not specific to retirement plans but describes: Here you have access to the current account agreements covering your UBS accounts and other important product and service disclosures. Transamerica serves nearly every customer segment, providing a broad range of quality life insurance and investment products, individual and group pension plans, as well as asset management services. This disclosure is required under ERISA section 408(b)(2) regulations to provide plan fiduciaries of qualified retirement plans with important fee and service information. Si vous continuez voir ce Together, you and your UBS Financial Advisor can help prepare your financial life for today, tomorrow and generations to comeso you can stay focused on what matters most, no matter what the markets are doing. http://www.ubs.com. . envie um e-mail para We can connect you to the resources you need to solve any challenge that may arise. Our administrative and trading staff is second to none. Our mission is to provide quality strategies customized to your needs. enviando un correo electrnico a Schedule an appointment For needs that go beyond your ownto help you improve the lives of others. Contact. For needs that go beyond your ownto help you improve the lives of others. Agreements and Disclosure. Order Routing Disclosure. WebWere a team of seasoned financial professionals, driven to bring real change for you, your business or your organization. In invested assets globallyAs of 06/30/2022. Helpful. Contact us Backed by the strength of UBS A global leader in wealth management Global leader UBS is a world-leading wealth manager You can ask us to review your brokerage account and provide you with investment recommendations at any time. Retirement Plan Exchange is a registered service mark of Transamerica. Loan Disclosure Statement. We provide a set of tools and strategies to continually fine-tune your estate and legacy plan. Your financial advisor will let you know if this is the case and, if you desire advisory services, will be happy to refer you to another financial advisor who can help you. He works on fiduciary/trustee liabilities for retirement plans, endowments, foundations, pension plans and their individual participants. Each member has different functions but they are all cross trained, so when sickness or vacation interferes, the wheels of commerce neither stop nor slow. TAG Resources will serve as the plans 402 (a) and 3 (16) fiduciary and manage the plans day-to-day administrative duties. UBS Financial Services Inc. is also registered as a Futures Commission Merchant (FCM) with the U.S. Commodity Futures Trading Commission (CFTC) and offers brokerage services related to the execution and clearing of on-exchange futures and options on futures products. Statement of Financial Condition. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service. Securities and investment advisory services offered by Transamerica Financial Advisors, Inc., a broker-dealer, member of FINRA, SIPC and a Registered Investment Adviser. Products and services mentioned on these web pages may not be available for residents of certain nations. Disculpa For more information on third party rating methodologies, please visitubs.com/us/en/designation-disclosures. Ryan is instrumental in fostering our strong client relationships and delivering the high level quality of service expected from our team of retirement plan consultants. It is important that clients understand the ways in which we conduct business, that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. Nous sommes dsols pour la gne occasionne. Business transition and succession planning. Wealth management services in the United States are provided by UBS Financial Services Inc., a registered broker-dealer offering securities, trading, brokerage and related products and services. Important Information About Auction Rate Securities (Not for Puerto Rico). By seeing the big picture, we provide access to the global platforms and the financial and intellectual strengths of UBSs experts in Wealth Management, Asset Management and our Private and Investment Banks. CFP Board's Trademark Disclaimer. UBS Retirement Plan Manager (RPM) is an advisory program that offers discretionary investment management, with UBS acting as an investment manager under ERISA Section 3(38). excuses voor het ongemak. - Our mission is to provide quality strategies customized to your needs. Nick is responsible for the implementation of multiple equity and fixed income portfolios. He is a frequent speaker at client seminars and workshops. At King Wealth Management, we make no assumptions about our clients. Our team will work with you to help preserve your lifestyle and livelihood in retirement by understanding your goals, risk and time horizon. Member SIPC. enva un correo electrnico a As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. In addition, TAG Resources will serve as the plans 402 (a) and 3 (16) fiduciary and manage the plans day-to-day administrative duties. Our clients can expect us to be responsive, thoughtful in our advice, and precise in our detail. As a steward of your capital, your financial well-being is our priority. WebVice PresidentWealth Management Financial Advisor A graduate of Villanova University, Kevin entered the business in 2006 as a retirement consultant. WebCurrent Employee. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service. Advisory & Brokerage Services. Investment advisory services focused on the unique needs of individual retirees, retirement plans, and their participants offered by Transamerica Retirement Advisors, LLC, a Registered Investment Advisor. For more information, please review the PDF document atubs.com/relationshipsummary.UBS Financial Services Inc. does not provide tax or legal advice. For more information, please review the PDF document at, ubs.com/us/en/designation-disclosures.html, Statement of Financial Condition- UBS FSI of Puerto Rico, Important Information About Auction Rate Securities (Not for Puerto Rico), Futures Commission Merchant (FCM) Information for UBS Financial Services Inc, Florida Atlantic University , Bachelor's degree in Finance. Ci John is a trusted advisor to many plan sponsors and select individuals, institutions and high net worth families. Recognizing the necessity of health and wellness during peak working life, Transamericas dedicated professionals work to help people take the steps necessary to live better today so they can worry less about tomorrow. Prior to joining the securities industry in 1996, Nick owned and managed a successful marketing firm for five years. Statement of Financial Condition- UBS FSI of Puerto Rico (PDF). Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. WebKevin Bertoncin, CFP. Products and services mentioned on these web pages may not be available for residents of certain nations. In addition, TAG Resources will serve as the plans 402 (a) and 3 (16) fiduciary, and manage the plans day-to-day administrative duties. scusiamo se questo pu causarti degli inconvenienti. WebWhat 401K Plan benefit do UBS employees get? For more information on third party rating methodologies, please visitubs.com/us/en/designation-disclosures. Her final position with the bank was as Assistant Vice President/Operations Manager where she was responsible for the day-to-day banking operations. We know how important it is to keep you informed and up to date on the services we provide and the compensation we receive with respect to your retirement plans and accounts. Achieving your organizations mission is your priority. $164,000.00, Project Manager/Senior Project Manager, Customer Experience, $180,000.00 WebContact. He pays particular attention to the defined contribution retirement plan landscape and the heightened fiduciary responsibilities facing plan sponsors while keeping a focus on helping participants pursue their retirement goals. It is a required disclosure for IRAs and owner-only or owner and spouse pension plans. Our goal is to be your primary source of financial advice. WebUBS Retirement Plan Consulting - Relationship Manager / Plan Advisor Weehawken, NJ 30d+ UBS Field Based Retirement Plan Specialist Weehawken, NJ 30d+ $60K-$89K Per Year (Glassdoor est.) Whether youre discussing an inheritance, insurance, a business transition or wealth transfer, an open, honest discussion among family members makes the process more rewarding for everyone. Statement of Financial Condition. In 2020, Transamerica fulfilled its promises to customers, paying more than $49 billion in insurance, retirement, and annuity claims and benefits, including return of annuity premiums paid by the customer. Securities offered through Transamerica Investors Securities Corporation, Harrison, NY. Making the decision to sell a business is never easy, but the timing of the sale can have a significant impact on the sale price. It is important that clients understand the ways in which we conduct business, that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. Please consult with your tax and legal advisors regarding your personal circumstances. Victor draws on his 25 plus years of investment industry experience to develop and monitor the teams investment consulting process. Vice PresidentWealth Management. It may not be complete. Our customized approach focuses on thoughtful financial planning and wealth management that looks beyond your investments and encompasses all aspects of your financial life. Member FINRA. Managing DirectorWealth Management. A wasted resource is one that simply isnt used. Als u dit bericht blijft zien, stuur dan een e-mail Our goal is to be your primary source of financial advice. Our goal is to be your primary source of financial advice. retirement plan consulting and endowment and foundation background/experience is a plus determine processes and reporting needed to help identify opportunities and measure success UBS - Experienced professionals - job boards Address Weehawken, NJ USA Industry Business Report Job All Jobs Retirement PLAN Please consult the sales restrictions relating to the service in question for further information. https://www.ubs.com/retirement-plan-disclosures. Notice for Non-U.S. Investors. Member FINRA. As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. Together, we can focus on pursuing the results that matter: Fiduciary Governance, Plan Health, and Retirement Readiness. Account Sweep Yields. Its about what your wealth can accomplish. 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